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US Company Secretarial Operations Attorney
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
20 Nov |
| The US Company Secretarial Division is in need of an Attorney in their New York office. |
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Supervisory Analyst/Editor- Contract role
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
20 Nov |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
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Portfolio Compliance Analyst
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BlackRock Inc.
Salary: not disclosed
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USA-DE-Delaware |
19 Nov |
| See job description below |
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Banking Policies and Procedures Writer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
19 Nov |
| See job description below |
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Compliance Policies and Procedures Attorney
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Morgan Stanley
Salary: not disclosed
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USA-NJ-Jersey City |
19 Nov |
| See job description below |
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GWM/Retail Compliance Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
19 Nov |
| See job description below |
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Vice President, Hedge Fund Compliance Officer
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Morgan Stanley
Salary: not disclosed
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USA-CT-Greenwich |
19 Nov |
| See job description below |
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PWM Senior Compliance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
19 Nov |
| See job description below |
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Commodity Compliance Coverage
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
19 Nov |
| See job description below |
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Financial Services Compliance Analyst
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
19 Nov |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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U.S. Commodities Regulatory Compliance Manager Needed
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Huxley Associates
Salary: Negotiable
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USA-NY-New York City |
19 Nov |
| A leading Private Global Corporation is seeking a Global Compliance Manager with minimum of 10+ years of experience in U.S. C... |
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Helpdesk Analyst
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NationStaff, Inc.
Salary: Base + Bonus + Benefits +...
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USA-NY-New York City |
19 Nov |
| Leading law firm specializing in finance, mergers, acquisitions and for its tax, regulatory and litigation practice is curren... |
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SENIOR BROKERAGE ATTORNEY
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Not Disclosed
Salary: BASE PLUS BONUS
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USA-NY-New York City |
19 Nov |
| FINANCIAL SERVICES FIRM IS IN NEED OF AN EXPERIENCED BROKERAGE ATTORNEY TO BE PART OF THEIR LEGAL DEPARTMENT |
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Derivatives Attorney | Fixed Income
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Not Disclosed
Salary: PIMCO offers a comprehens...
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USA-NY-New York City |
18 Nov |
| Provide legal support to various departments at PIMCO, both domestic and overseas, with respect to trading related agreements... |
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Chief Compliance Officer
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Not Disclosed
Salary: Base salary, bonus and be...
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USA-MA-Boston |
18 Nov |
| Our client is a well established and well regarded global financial services firm who has engaged us to find a CCO for a newl... |
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Senior Manager - Investment Data Management
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Not Disclosed
Salary: 150-225K
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USA-NY-New York City |
18 Nov |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salary: Competitive
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USA-NY-New York City |
18 Nov |
| NYC Multi-strategy fund seeking General Counsel |
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E-mail Compliance Business Manager
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Not Disclosed
Salary: Very Competitive for Seni...
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USA-NY-New York City |
18 Nov |
| Our Client is the leading global provider of financial data, news and analytics. The Our Client's professional and media serv... |
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Manager, US Compliance
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JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
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USA-NY-New York City |
17 Nov |
| A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c... |
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Senior Manager - Insurance Compliance
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Not Disclosed
Salary: 175-200K base, plus 20% b...
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USA-NY-New York City |
17 Nov |
| Global consulting firm assisting insurance clients in developing, enhancing and implementing programs for identifying, measur... |
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New Account/Compliance Specialist
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Not Disclosed
Salary: Hourly Rate
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USA-NY-New York City |
17 Nov |
| Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long... |
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Head of Compliance
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AC Lion
Salary: Salary + Bonus
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USA-NY-New York City |
17 Nov |
| Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo... |
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Compliance Associate
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Chimera Securities
Salary: Salary (BOE) + Benefits
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USA-NY-New York City |
17 Nov |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
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Municipal Bonds - Compliance Officer
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Not Disclosed
Salary: $100,000 - $150,000
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USA-NY-New York City |
17 Nov |
| Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income... |
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Hedge Fund/ AML Compliance Officer
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Michael Page
Salary: 75,000 - 125,000
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USA-NY-New York City |
17 Nov |
| Leading Global Investment Bank is looking to add a mid level compliance officer with 3-5 years of working experience in AML a... |
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Portfolio Compliance Officer/Generalist
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Michael Page
Salary: 95,000 - 150,000
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USA-NY-New York City |
17 Nov |
| Leading Global Asset Manager is looking for a junior to mid level compliance officer with 2-5 years of compliance experience.... |
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Chief Compliance Officer
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Not Disclosed
Salary: 100,000 - 200,000
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USA-NY-New York City |
17 Nov |
| This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer... |
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Compliance Manager
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Michael Page
Salary: 120,000-225,000
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USA-NY-New York City |
17 Nov |
| Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams. |
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Securities Policies and Procedures Compliance Officer
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Not Disclosed
Salary: $75,000 - $100,000
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USA-NY-New York City |
17 Nov |
| Our client is a top tier, well respected financial services firm. |
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Anti-Money Laundering (AML) Transaction Monitoring Compliance Manager
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Not Disclosed
Salary: $80,000 - $120,000
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USA-NY-New York City |
17 Nov |
| Our client is a well established financial institution. |
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