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Jobs: Compliance / Legal, USA
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Compliance / Regulatory, In-house Legal, Other
NY, NJ, CA, DC, DE, MA, CO, CT
New York City, Jersey City, San Francisco, Washington/Metro, Princeton, White Plains, San Diego, Wayne, Los Angeles, Newark
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1-30 of 60 Jobs Company Location Date
US Company Secretarial Operations Attorney
Macquarie
Salary: Information not provided
USA-NY-New York City 20 Nov
The US Company Secretarial Division is in need of an Attorney in their New York office.
Supervisory Analyst/Editor- Contract role
Macquarie
Salary: Information not provided
USA-NY-New York City 20 Nov
You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position.
Portfolio Compliance Analyst
BlackRock Inc.
Salary: not disclosed
USA-DE-Delaware 19 Nov
See job description below
Banking Policies and Procedures Writer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 19 Nov
See job description below
Compliance Policies and Procedures Attorney
Morgan Stanley
Salary: not disclosed
USA-NJ-Jersey City 19 Nov
See job description below
GWM/Retail Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 19 Nov
See job description below
Vice President, Hedge Fund Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-CT-Greenwich 19 Nov
See job description below
PWM Senior Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 19 Nov
See job description below
Commodity Compliance Coverage
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 19 Nov
See job description below
Financial Services Compliance Analyst
Not Disclosed
Salary: Competitive
USA-NY-New York City 19 Nov
BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri...
U.S. Commodities Regulatory Compliance Manager Needed
Huxley Associates
Salary: Negotiable
USA-NY-New York City 19 Nov
A leading Private Global Corporation is seeking a Global Compliance Manager with minimum of 10+ years of experience in U.S. C...
Helpdesk Analyst
NationStaff, Inc.
Salary: Base + Bonus + Benefits +...
USA-NY-New York City 19 Nov
Leading law firm specializing in finance, mergers, acquisitions and for its tax, regulatory and litigation practice is curren...
SENIOR BROKERAGE ATTORNEY
Not Disclosed
Salary: BASE PLUS BONUS
USA-NY-New York City 19 Nov
FINANCIAL SERVICES FIRM IS IN NEED OF AN EXPERIENCED BROKERAGE ATTORNEY TO BE PART OF THEIR LEGAL DEPARTMENT
Derivatives Attorney | Fixed Income
Not Disclosed
Salary: PIMCO offers a comprehens...
USA-NY-New York City 18 Nov
Provide legal support to various departments at PIMCO, both domestic and overseas, with respect to trading related agreements...
Chief Compliance Officer
Not Disclosed
Salary: Base salary, bonus and be...
USA-MA-Boston 18 Nov
Our client is a well established and well regarded global financial services firm who has engaged us to find a CCO for a newl...
Senior Manager - Investment Data Management
Not Disclosed
Salary: 150-225K
USA-NY-New York City 18 Nov
Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management...
General Counsel-Hedge Fund
IJC Partners, LLC.
Salary: Competitive
USA-NY-New York City 18 Nov
NYC Multi-strategy fund seeking General Counsel
E-mail Compliance Business Manager
Not Disclosed
Salary: Very Competitive for Seni...
USA-NY-New York City 18 Nov
Our Client is the leading global provider of financial data, news and analytics. The Our Client's professional and media serv...
Manager, US Compliance
JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
USA-NY-New York City 17 Nov
A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c...
Senior Manager - Insurance Compliance
Not Disclosed
Salary: 175-200K base, plus 20% b...
USA-NY-New York City 17 Nov
Global consulting firm assisting insurance clients in developing, enhancing and implementing programs for identifying, measur...
New Account/Compliance Specialist
Not Disclosed
Salary: Hourly Rate
USA-NY-New York City 17 Nov
Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long...
Head of Compliance
AC Lion
Salary: Salary + Bonus
USA-NY-New York City 17 Nov
Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo...
Compliance Associate
Chimera Securities
Salary: Salary (BOE) + Benefits
USA-NY-New York City 17 Nov
Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w...
Municipal Bonds - Compliance Officer
Not Disclosed
Salary: $100,000 - $150,000
USA-NY-New York City 17 Nov
Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income...
Hedge Fund/ AML Compliance Officer
Michael Page
Salary: 75,000 - 125,000
USA-NY-New York City 17 Nov
Leading Global Investment Bank is looking to add a mid level compliance officer with 3-5 years of working experience in AML a...
Portfolio Compliance Officer/Generalist
Michael Page
Salary: 95,000 - 150,000
USA-NY-New York City 17 Nov
Leading Global Asset Manager is looking for a junior to mid level compliance officer with 2-5 years of compliance experience....
Chief Compliance Officer
Not Disclosed
Salary: 100,000 - 200,000
USA-NY-New York City 17 Nov
This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer...
Compliance Manager
Michael Page
Salary: 120,000-225,000
USA-NY-New York City 17 Nov
Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams.
Securities Policies and Procedures Compliance Officer
Not Disclosed
Salary: $75,000 - $100,000
USA-NY-New York City 17 Nov
Our client is a top tier, well respected financial services firm.
Anti-Money Laundering (AML) Transaction Monitoring Compliance Manager
Not Disclosed
Salary: $80,000 - $120,000
USA-NY-New York City 17 Nov
Our client is a well established financial institution.
Jobs: Compliance / Legal, USA (1-30 of 60 Jobs)
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